SWM has a custodial relationship with the Charles Schwab Advisor Services Institutional platform (“Schwab”)2. Schwab is one of the premier custodial platforms in the world with client assets under custody of over $2.4 trillion as of December 31, 2014.
Through Schwab, our clients are provided The Schwab Security Guarantee, which states that Schwab will cover 100% of any client losses in any Schwab account due to unauthorized activity.
To further keep our client’s capital safe, it is our firm’s policy to never take possession of, nor have access to, client funds or securities. Client assets are held at Schwab at all times, where clients can view on-line their balances, positions, and trade activity at any time of their choosing.
2 ©2015 Charles Schwab & Co., Inc. (“Schwab”) All rights reserved. Member SIPC. Schwab Advisor Services serves independent investment advisors and includes the custody, trading and support services of Schwab. SWM LLC is an independent investment advisor and is not owned by, affiliated with or supervised by Schwab.